Download Forms

Account Opening

Stock AccountDownload | Sample | Agreements |
Amendments to Securities Client Agreement |
Risk Profile Questionnaire | HKIDR Consent Letter |
Face to Face Account opening (E-form) Declaration page |

 Futures/ Leveraged Forex AccountDownload | Sample
Futures Client Agreements | Leveraged Forex Client Agreements
Amendments to Futures Client Agreements
Amendments to Leveraged Forex Client Agreements 
US Stock/Bonds/Funds Trading
Individual W8BEN FormDownload| Sample | W8 Instruction		 Virtual Assets Knowledge and Experience QuestionnaireDownload
US Stock/Bonds/Funds Trading
Company W8BEN-E FormDownload| Sample		 Application For Stock Segregated Account With Statement
Download
Insurance Account Risk Profile & Derivatives Knowledge Questionnaire | Agreements   Client Money Standing AuthorityDownload

FATS
Futures (FATS)Download Futures (FATS) Suspension Application FormDownload

SATS
SATS Full Version/Simple VersionDownload SATS Suspension Application FormDownload

OATS
Options (OATS)Download Options (OATS) Suspension Application FormDownload

Esunny/ SPTrader
Foreign Futures Trading platform Application FormDownload  

Excel RealTime
Excel RealTime Application FormDownload Excel RealTime Termination FormDownload

MetaStock®
Real-Time Data ServiceDownload Service SuspensionDownload
End of Day Data ServiceDownload  

Foreign Futures Market Data Subscription
Market Data Subscription (Non-Professional) Application FormDownload Market Data Subscription (Professional) Application FormDownload
CME Non-Professional Self-Certification FormDownload Uniform Subscriber AgreementDownload

Phillip Capital Management
Account Opening FormDownload PCM Client AgreementDownload
Risk Profile QuestionnaireDownload Fee Plan SelectionDownload
Louis aggressive mandateDownload Louis balanced mandateDownload
Louis conservative mandateDownload LWK aggressive mandateDownload
LWK balanced mandateDownload Cliff energetic growth mandateDownload

Surplus Cash Facility
Surplus Cash Facility Application FormDownload  

Unit Trusts & Bonds
Risk Profile QuestionnaireDownload  

Joint Custody Account - "Smart Minor Account"
Overlay Terms for Joint Custody Account - "Smart Minor Account"Download Overlay Terms for Joint Custody Account - "Smart Minor Account"-AppendixDownload

Share Builders Plan
Application FormDownload Direct Debit Authorization FormDownload
Amendment/Termination of Investment Instruction FormDownload Participation in／Change of Regular Investment Plan Instruction FormDownload

Share Mortgage Scheme
Addendum for the Share Mortgage SchemeDownload Termination Form (Cash Settlement)Download

Bullion
Bullion Joint Individual AccountDownload | Sample Request for Fund TransferDownload
Bullion Client AgreementDownload | Amendments to Bullion Client Agreement Account Type Amendment Form (Bullion)Download

Insurance
Financial Needs AnaysisDownload Medical Insurance Needs Assessment FormDownload

Others
Stock WithdrawalDownload Account Particulars Amendment FormDownload
Derivatives Knowledge Questionnaire & TestDownload | DK Test
 Account Type Amendment Form (Futures)Download
Account Type Amendment Form (Stock)Download | AC Type Notes General Meeting Voting FormDownload
Exercise of Warrant/Subscription of Rights Request FormDownload Bought / Sold Note & Transfer NoticeDownload
SI Form - via Investor Participant/CCASSDownload Client Declaration - Foreign Stock Trading Access RightDownload
Client Instructions of Scripless TransferDownload Order Ticket(Non-on-site client)Download
Securities/Stock Options Transfer FormDownload Dcass Individual Client Account Application FormDownload
Letter Of Third Party Authorization CancellationDownload Multi-counter Transfer InstructionDownload
Individual Professional Investor Assessment Form (SFO P.I)Download Self-Certification FormDownload
PI's Grade Based Margin Interest Plan ("PI GBM Plan") Application FormDownload Consent Letter on Northbound CSC Orders and the Personal Information Collection StatementDownload
Physical Certificate Indemnity Form & Trf/Withdrawal/Deposit Application FormDownload Telegraphic Transfer FormDownload
Grade Base Margin Interest Plan AmendmentDownload  

 

Top of Page
Contact Us
Customer Service Department (General Enquiries)
Tel : (852) 2277 6555
Fax : (852) 2277 6008
Email : cs@phillip.com.hk

Enquiry & Support
Branches
The Complaint Procedures
 About Us
Phillip Securities Group
Join Us
Phillip Network
Phillip Post
Phillip Channel
Latest Promotion
 E-Check
Login 		Investor Notes
Free Subscribe
Contact Us